Investor FAQs

1. When was Adverum founded? 2. Where is Adverum headquartered? 3. On which exchange is Adverum listed, what is the ticker symbol, and when did it go public? 4. Who is Adverum's transfer agent? 5. If my address changes, whom should I notify? 6. When is Adverum's fiscal year-end? 7. Who are Adverum's legal counsel and independent auditors?

1. When was Adverum founded?

Adverum was incorporated in Delaware in 2006.

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2. Where is Adverum headquartered?

Adverum's headquarters are located at:

Adverum Biotechnologies, Inc.
100 Cardinal Way
Redwood City, CA 94063

The main telephone number is: (650) 656-9323.

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3. On which exchange is Adverum listed, what is the ticker symbol, and when did it go public?

Adverum's stock is traded on the NASDAQ Global Market under the symbol ADVM. The company’s initial public offering (IPO) was on July 31, 2014.

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4. Who is Adverum's transfer agent?

Adverum's transfer agent is: American Stock Transfer & Trust Company, LLC
6201 15th Avenue
Brooklyn, NY 11219

The main telephone number is: (800) 937-5449.

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5. If my address changes, whom should I notify?

If your shares are held in your name, you must contact our transfer agent, American Stock Transfer & Trust Company, LLC. If your shares are held in street name, you must contact your broker to update your address.

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6. When is Adverum's fiscal year-end?

Adverum's fiscal year ends on December 31st.

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7. Who are Adverum's legal counsel and independent auditors?

Adverum's legal counsel is:
Cooley LLP
101 California Street, 5th Floor
San Francisco, CA 94111-5800
Phone: (415) 693-2000

Adverum's independent auditor is:
EY
303 S. Almaden Blvd., Suite 1000
San Jose, CA 95110
Phone: (408) 947-5500

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